Open-access FORMAL SUPPORT FOR CAREGIVERS OF PEOPLE WITH FUNCTIONAL DEPENDENCE AT HOME: A SCOPING REVIEW

APOYO FORMAL A CUIDADORES DE PERSONAS CON DEPENDENCIA FUNCIONAL EN EL HOGAR: REVISIÓN DEL ALCANCE

ABSTRACT

Objective:  to map formal support and its results for informal caregivers of people with functional dependence at home.

Method:  a scoping review based on the 2020 JBI Manual. The PubMed, LILACS, BDENF, WoS, Scopus, CINAHL and ScieLO databases were used. Data collection took place in February 2022 and was updated in June 2024. Studies on support for informal caregivers of functionally dependent individuals, published in English, Spanish or Portuguese from 2002 onwards, were included. Reviews, letters to the editor and abstracts published in annals were excluded. The studies were organized and screened in EndNote by two independent reviewers, who answered the review question by reading the titles and abstracts. Data from 58 studies were organized in Excel spreadsheets and submitted to directed content analysis using NVivo.

Results:  the forms of formal support correspond to strategy, psychoeducational intervention, psychosocial intervention and psychotherapeutic intervention, carried out in person, hybrid or online, individually and/or in groups, by nurses, occupational therapists and social workers. These produce types of support, such as emotional, informational, instrumental, positive social interaction and affective, which can increase caregivers’ and other’s self-efficacy, reducing stress, anxiety and depression.

Conclusion:  it is concluded that the forms of support, information and communication technologies are tools that promote and facilitate the support provided to caregivers, since they allow health professionals to access caregivers.

DESCRIPTORS:
Social Support; Caregivers; Home Care Services; Respite Care; Home Nursing; Review

RESUMO

Objetivo:  mapear os apoios formais e seus resultados ao cuidador informal de pessoas com dependência funcional no domicílio.

Método:  revisão de escopo, baseada no Manual Institute Joanna Briggs de 2020. Utilizou-se como base de dados PUBMED, LILACS, BDENF, WoS, Scopus, CINAHL e SCIELO. A coleta de dados ocorreu em fevereiro de 2022 e foi atualizada em junho de 2024. Foram incluídos estudos sobre apoio/suporte ao cuidador informal de pessoas dependentes funcionalmente, publicados em inglês, espanhol ou português a partir do ano de 2002; excluídas revisões, carta ao editor e resumos publicados em anais. Os estudos foram organizados e triados no programa Endnote, por dois revisores independentes, que respondiam à pergunta da revisão, a partir da leitura dos títulos e resumos. Os dados de 58 estudos foram organizados em planilhas do Excel e submetidos à análise de conteúdo dirigido mediante auxílio do programa NVivo.

Resultados:  As formas de apoio formal correspondem a estratégia, intervenção psicoeducacional, intervenção psicossocial e intervenção psicoterapêutica, realizadas de forma presencial, híbrida ou online, individual e ou grupais, por enfermeiros, terapeutas ocupacionais e assistentes sociais. Essas produzem tipos de apoios, emocional, informacional, instrumental, interação social positiva e afetivo, que podem aumentar a autoeficácia do cuidador e outros reduzem o estresse, a ansiedade e a depressão.

Conclusão:  Conclui-se que nas formas de apoio as tecnologias da informação e comunicação são ferramentas promotoras e facilitadoras do apoio desenvolvido ao cuidador, uma vez que, permitem o acesso dos profissionais de saúde aos cuidadores.

DESCRITORES:
Apoio social; Cuidadores; Serviços de assistência domiciliar; Cuidados intermitentes; Assistência domiciliar; Revisão

RESUMEN

Objetivo:  mapear el apoyo formal y sus resultados para cuidadores informales de personas con dependencia funcional en el hogar.

Método:  revisión de alcance, basada en el Manual JBI 2020 PubMed, LILACS, BDENF, WoS, Scopus, CINAHL y ScieLO. La recopilación de datos se realizó en febrero de 2022 y se actualizó en junio de 2024. Se incluyeron estudios sobre apoyo de cuidadores informales a personas funcionalmente dependientes, publicados en inglés, español o portugués a partir de 2002. Se excluyeron las revisiones de carta al editor y los resúmenes publicados en. actas. Los estudios fueron organizados y revisados en EndNote por dos revisores independientes, quienes respondieron a la pregunta de revisión leyendo los títulos y resúmenes. Los datos de 58 estudios se organizaron en hojas de cálculo de Excel y se sometieron a un análisis de contenido específico utilizando NVivo.

Resultados:  las formas de apoyo formal corresponden a estrategia, intervención psicoeducativa, intervención psicosocial e intervención psicoterapéutica, realizadas de forma presencial, híbrida u online, individual y/o grupal, por enfermeros, terapeutas ocupacionales y trabajadores sociales. Estos producen tipos de apoyo, como el emocional, informativo, instrumental, de interacción social positiva y afectivo, que pueden aumentar la autoeficacia de los cuidadores y de otras personas, reduciendo el estrés, la ansiedad y la depresión.

Conclusión:  se concluye que las formas de apoyo que las tecnologías de la información y la comunicación son herramientas que promueven y facilitan el apoyo desarrollado para los cuidadores, ya que permiten el acceso de los profesionales de la salud a los cuidadores.

DESCRIPTORES:
Apoyo Social; Cuidadores; Servicios de Atención de Salud a Domicilio; Cuidados Intermitentes; Atención Domiciliaria de Salud; Revisión

INTRODUCTION

Functional dependence is seen as the need for partial or total assistance in carrying out activities of daily living1, resulting from aging and chronic conditions. Nowadays, people are living longer, and the global forecast for 2030 is that one in six people will be 60 years of age or older. This population group is expected to increase from 1 billion in 2020 to 1.4 billion in 10 years. Aging therefore represents a challenge for health systems, as it brings with it chronic diseases and disabilities2.

In this context, short- and long-term care is established, considering the need to reorganize care practices in order to promote healthy aging and support caregivers1,3. When the condition of dependence and the need for intense care due to illness are established, caregivers become fundamental3.

However, being a caregiver is a task that requires physical and emotional efforts that can cause burden. Therefore, forms of support are fundamental and necessary for caregivers’ continuity of care and well-being3. An informal caregiver is a family member, or not, who provides care to a dependent person, voluntarily, with actions that aim to physically or mentally assist the person to perform daily life tasks and self-care4.

Two systematic reviews addressed interventions for caregivers and their possible classification. The first identified psychoeducational, psychotherapeutic and psychosocial models5. The second identified interventions that reduce the burden of care for caregivers of stroke survivors, with emphasis on psychoeducational interventions, which demonstrated positive results in the psychological, physical and social spheres, in care qualification and caregivers’ knowledge6.

In this study, formal support was considered as that provided by public and private institutions and services that provide care, assistance and support to individuals and society7. In this regard, interventions and strategies can be identified. Intervention consists of a set of means (physical, human, financial and symbolic) organized in a specific context, in a given period, to produce goods or services aiming to modify a situation8. Strategy is a formulated and appropriate action to achieve the established challenges and objectives9.

When developed, interventions and strategies result in different types of social support: 1) instrumental, which corresponds to material or practical help; 2) emotional, which concerns affective relationships, listening, understanding and care; 3) informational, which refers to guidance, suggestions and advice; 4) affective, which involves demonstrations of affection and love; and 5) positive social interaction, which produces stress relief through leisure10.

Given the above, it is justified to map the forms of formal support for caregivers of dependent individuals at home with the intention of using them in care, thus promoting quality of life and allowing continuity of care for dependent individuals. The difference between this scoping review and systematic reviews already conducted goes beyond mapping the forms, explaining the type of support generated by each of them. Therefore, the objective was to map the formal support and its results for informal caregivers of functionally dependent individuals at home.

METHOD

This is a scoping review11, registered in the Open Science Framework (osf.io/qp3br)12, methodologically structured by the JBI - Manual for Evidence Synthesis13, with data from articles, institutional documents, theses and dissertations. However, given the limited space, there is a summary of the results identified in article analysis. In the first stage, the review objectives and question were defined, following the PCC strategy (Population - home caregivers; Concept - forms of support organization; and Context - home, home care): what formal support is available to informal caregivers of people with functional dependence at home?

Original articles describing formal support for informal caregivers of people with functional dependence at home and their respective results, published in English, Spanish or Portuguese between 2002 and 2022, with updates in 2024, were included. The time frame was defined based on the criterion of analytical feasibility given the high number of articles, in addition to the fact that this period encompasses the emergence of public policies and associations that include families and family caregivers as among the entities assisted by health teams and services. In Brazil, for instance, the reactivation of the Brazilian Society of Family and Community Medicine, the publication of the Brazilian National Humanization Policy in 200314 and the Brazilian National Primary Care Policy in 200615 stand out. The forms of formal support correspond to psychoeducational, psychosocial and psychotherapeutic strategies and interventions. Studies that do not address concepts relevant to achieving the objective, reviews, repeated studies, experience reports, protocols, pilot studies, letters to the editor, abstracts published in annals were excluded.

Between February and March 2022, the articles were accessed by a librarian and, in June 2024, the authors of the article carried out the update, considering the same databases and the respective search strategies, as shown in Chart 1. It is worth noting that EndNote was used to remove duplicate files.

Chart 1 -
Strategies used in the search. Pelotas, RS, Brazil, 2024.

In the selection stage, the titles and abstracts were first read, observing the inclusion criteria, and then the full text was read. Fivty-eight articles were eligible, as shown in Figure 1 16-73.

Figure 1 -
PRISMA-ScR13 flowchart.

Between July and October 2022, the team prepared a guidance manual for data extraction, consisting of four sections: 1) general recommendations for collectors; 2) materials required for extraction; 3) definition of some concepts; 4) data extraction form in the Google research management application. The Excel spreadsheets generated from the data extraction contained information on the reference, country, research design, health problem of the person receiving care, a description of the form of support, with details of the location of development, number of people benefited, in order to obtain information on whether the support was individual or in groups, and the main results.

Nvivo was used to organize and manage the extracted data, and describe the form of support and main results. Directed content analysis was applied74. In this approach, the analysis began with the construction of a theoretical framework/concepts on forms of support and types of support that guided the elaboration of initial codes, subcategories and categories. The codebook was composed of the concepts: strategy9; psychoeducational intervention; psychosocial intervention and psychotherapeutic intervention5; and types of support (emotional, informational, instrumental, positive social interaction and affective)10. Afterwards, the data were read to immerse and understand the whole. Then, the data were read line by line, and the excerpts were coded from the codebook. During the interpretation, these were reorganized and grouped to form predefined categories such as formal support. Two researchers from the team who had experience/expertise in support and types of social support and qualitative research participated in this stage. The results were presented according to PRISMA-ScR13, and figures and tables were created for the synthesis. Since this was a study that used publicly available data and did not involve human beings, there was no need for evaluation by a Research Ethics Committee.

RESULTS

The articles were published between 2002 and 2024, with 2016 and 2019 standing out as having the highest number of publications. Regarding the approach, 35 were quantitative; 13 were qualitative; three were quantitative and qualitative; six were mixed methods; and one did not have the information. Among the countries, the most frequent was the USA, with 26 publications, followed by eight in the United Kingdom, and six in Australia and Canada. Two were carried out in three or more countries. Of the 58 publications, 16 (28 %) were on strategy, 28 (48 %) were on psychoeducational interventions, 13 (22 %) on psychosocial and 1 (2 %) on psychotherapeutic. Chart 2 presents the formal support, the description and the type of support generated.

The strategies were aimed at caregivers of people with dementia23,27,56,65,68, Alzheimer’s47, general chronic conditions32,46,49,63, amyotrophic lateral sclerosis73, and some were not specified28,22,34,66,69. Psychoeducational interventions were aimed at caregivers of people with dementia29,38,42,51,52,43,50, Alzheimer’s19,20,26;62, stroke25,55,58,67, general chronic conditions16,17,33,54, Alzheimer’s and dementia35,48,44,45, neuromotor disease31, cognitive impairment64, diabetes mellitus71, and one unspecified30,70. Psychosocial interventions were aimed at caregivers of people with Alzheimer’s40,41,18,24,57,53, dementia39,72, Alzheimer’s and dementia36, general chronic conditions21,37, functional dependence61, and stroke59. Psychotherapeutic interventions were carried out with caregivers of people with cancer60.

Chart 2 -
Description chart of formal support. Pelotas, RS, Brazil, 2024.

DISCUSSION

This scoping review allowed us to identify forms of support organization under strategic modality such as continuous action and intervention with development in stages, indicating its beginning, middle and end. The intervention, depending on its objective, can be psychoeducational, psychosocial or psychotherapeutic.

The strategy modality was characterized as an action that makes it possible to generate forms of support and assistance to caregivers on an ongoing basis, through services and programs, in order to alleviate the burden. Based on these, the types of support that can be generated are emotional, informational, instrumental, positive social interaction and affective.

The strategy, in this understanding of continuity, is suggested in an integrative review study75, which deals with the impact of care on caregivers’ musculoskeletal system, in which the importance of physical activity performed continuously as an educational strategy was highlighted, with guidelines to guide the practice of physical exercises or effective movement therapies for pain in the neck, shoulders and knees of caregivers.

Psychoeducational intervention is an educational action that involves developing coping strategies based on identifying caregivers’ needs regarding the development of care for others, self-care, self-management, and self-efficacy. It is developed with a pre-established time frame, number of activities, resources, materials, and various instruments. The support provided includes emotional, informational, instrumental, and positive social interaction.

Psychoeducational interventions are powerful because they increase information about patients’ situation, empowering and improving caregivers’ ability to provide care, making them feel safe and self-confident76. Educating caregivers allows them to better manage and control the situation, in addition to helping them prepare for the possible death of their family member. Therefore, social support is essential to improve the perception of quality of life, so professionals must help caregivers to strengthen their family networks and define roles within the family dynamics to reduce the burden. In an interdisciplinary manner, caregivers must be guided and accompanied in the care of their family member to reduce the psychological and emotional impact on their quality of life77.

A review study78 stated that health professionals prefer psychoeducational interventions because of the contributions they generate, including better understanding of the subject and preparation for the situation. Moreover, they allow caregivers to acquire knowledge about care, learn to use coping strategies in negative situations, improve their self-efficacy and self-esteem, thus reducing their stress.

Psychosocial interventions consist of actions and techniques that use cognitive, behavioral and social mechanisms. They enable the development of skills, knowledge and crisis coping, in addition to mobilizing the search for support, both within the family and in the community, thus strengthening the available network. The actions and techniques include individual and/or family counseling. The support generated is emotional, informational, instrumental and positive social interaction.

In a scoping review that sought benefits of psychosocial interventions, it was identified that psychosocial interventions are a useful resource for informal caregivers of people with functional dependence, as they result in statistically significant reductions in stress and caregiver burden while decreasing the feeling of isolation79. The same benefits obtained with this type of intervention were found in an integrative review,76 as they present the potential for knowledge exchange, being promoted in groups, and enable better coping with problems, as they emerge as a support network for caregivers, increasing confidence in caring for others and coping with problems.

A systematic review that looked for benefits of psychosocial interventions for caregivers of people with dementia also found that this type of intervention may be beneficial for promoting the mental health of informal caregivers of people living with dementia. Cognitive-behavioral approaches show promising results, especially with regard to reducing depressive symptoms80.

Finally, psychotherapeutic interventions are therapies that can be performed at home or in a health service, focusing on reducing stress, anxiety and other emotional issues. They can occur through spirituality, as a care practice, consisting of an action that maintains well-being and increases caregivers’ ability to cope and strengthen their caregiving skills. The support generated was emotional, reducing anxiety, psychological discomfort, burden and depression.

Among the advantages of using psychotherapeutic interventions is the fact that they are carried out individually, allowing us to look at caregivers’ singularities76. A study81 with psychologists investigated home psychotherapy and demonstrated that it provides better information about the relational network of the person being treated as well as the possibility of intervening directly with family members involved in the problem through preventive guidance, when applicable.

This scoping review highlights hybrid forms and virtual environments for the use of counseling, which consists of welcoming, building bonds and interaction, effective listening and the use of technologies, whether by telephone, computers connected to the internet, robots, remote monitoring, which are easily accessible to health professionals and caregivers, in addition to reducing costs for health services and caregivers. These organizations82 have achieved promising results, with the potential for expansion and incorporation into health systems, aiming at benefits based on the best evidence.

It is seen that support is essential for coping with chronic conditions, such as emotional, instrumental, informational, financial and spiritual support. In a study83 carried out with older adults, it was identified that those without depressive symptoms had a greater perception of emotional support and positive social interaction. Therefore, support must be constant so that caregivers feels capable and motivated to continue providing care. Emotional support84 can be seen as a protective factor on caregivers’ quality of life, mitigating negative aspects of care.

In a study, the importance of equipping caregivers with the necessary tools during hospitalization was highlighted so that they can develop skills and confidence to perform home care84. In addition, providing information based on scientific evidence improves the care provided to older adults and caregivers’ quality of life85.

Furthermore, caregivers who are well informed about the effects of burden on their mental health are able to identify the sources of stress and are able to ask for and accept help from others. When caregivers understand that they are not the only person experiencing this situation and that they can receive help from family and friends, they can become stronger and less overwhelmed86. In this way, emotional support becomes essential for caregivers.

Positive social interaction is seen as effective in reducing caregiver burden. Identifying significant members of the social support network is essential, since these are the people who can provide support. Involving caregivers in activities such as walking groups, stretching, manual activities, and workshops can be useful in increasing the number of relationships87. Actions related to social support can be useful in improving quality of life.

The number of people living with types of dementia, including Alzheimer’s, is growing and it is estimated that more than 55 million people are currently living with dementia88. This may explain the greater frequency, in this scoping review, of forms of support targeted at caregivers of people with dementia and Alzheimer’s.

The limitations of this review include the restriction of languages ​​to English, Spanish and Portuguese. This requires relativizing the statements made, considering that older studies and those published in countries where family caregivers are important in the home, such as Eastern countries, may not have been retrieved and analyzed. Although an attempt was made to develop a comprehensive search strategy, it is possible that some relevant studies were missed.

Another limitation, even with the use of descriptors and MeSH terms in the search strategies, is due to the number of titles initially identified in the databases and their significant reduction at the end, since many studies only mentioned support as a caregiver need, without detailing them. Thus, searching and selecting studies only based on titles, abstracts and subject headings may have missed relevant documents. Finally, 31 articles not made available in full were not included because they had restricted access, upon payment.

Unlike systematic reviews, scoping reviews do not incorporate a quality assessment of studies for their inclusion, so the studies included in this review were not assessed for their scientific rigor.

CONCLUSIONS

This scoping review allowed us to map the forms of formal support and the types of support for home caregivers of functionally dependent individuals in Brazil and other countries. In the forms of support, whether strategies or interventions, information and communication technologies emerged as tools that promote and facilitate the support developed with caregivers, and were mostly carried out by nurses, occupational therapists and social workers.

Group or individual interventions using information and communication technologies via telephone, computers connected to the Internet, robots, and remote monitoring facilitate access by health professionals to caregivers and allow interaction between them. This expands and strengthens support for caregivers, considering the limited time they have to themselves.

It is believed that the results can guide actions that professionals working in home care services can invest in. The strategies can be offered in long-term care situations, such as those provided to people with dementia, as they are organized and offered continuously.

Psychoeducational, psychosocial and psychotherapeutic interventions have been shown to be beneficial for caregivers and patients, and can be incorporated with specific objectives, as they are characterized by having a beginning, middle and end. These interventions incorporated into care plans qualify them and provide support directly to those who care and indirectly to those who are cared for, in addition to promoting health education, coping strategies and strengthening support networks.

Among the gaps identified were: the lack of discussion of gender, race and ethnicity; the time available for caregivers to access formal support; the generalization of some forms of support, without considering the specificity of the chronic condition of the person with functional dependence; and Brazilian studies with formal support for caregivers, considering the health system of that country.

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NOTES

  • ORIGIN OF THE ARTICLE
    Extracted from scoping review research approved in the CNPq/Decit/SCTIE/MS Call for studies of systematic reviews, scoping reviews and evidence syntheses for policies focusing on the areas of home care, adolescent health and health surveys n.o 16/2021. Registered in the Open Science Framework12, with a methodological structure proposed by the JBI - Manual for Evidence Synthesis13, with data only from the included article-type documents.
  • FUNDING INFORMATION
    CNPq/Decit/SCTIE/MS call for studies of systematic reviews, scoping reviews and evidence syntheses for policies focusing on the areas of home care, adolescent health and health surveys n.o 16/2021.
  • TRANSLATED BY
    Letícia Belasco.
  • DATA AVAILABILITY
    The data that comprise the results of this study are still being processed for other products, such as educational care technologies and scientific articles. For this reason, they are available upon request to the corresponding author, Fernanda Eisenhardt de Mello, in order to preserve the originality of other publications.

Edited by

  • EDITORS
    Associated Editors: Bruno Miguel Borges de Sousa Magalhães, Maria Lígia Bellaguarda.
    Editor-in-chief: Elisiane Lorenzini.

Data availability

The data that comprise the results of this study are still being processed for other products, such as educational care technologies and scientific articles. For this reason, they are available upon request to the corresponding author, Fernanda Eisenhardt de Mello, in order to preserve the originality of other publications.

Publication Dates

  • Publication in this collection
    22 Sept 2025
  • Date of issue
    2025

History

  • Received
    03 Apr 2024
  • Accepted
    04 Dec 2024
location_on
Universidade Federal de Santa Catarina, Programa de Pós Graduação em Enfermagem Campus Universitário Trindade, 88040-970 Florianópolis - Santa Catarina - Brasil, Tel.: (55 48) 3721-4915 / (55 48) 3721-9043 - Florianópolis - SC - Brazil
E-mail: textoecontexto@contato.ufsc.br
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