Open-access Evaluation of Oral Mucositis and its Risk Factors in Patients with Head and Neck Cancer Undergoing Radiotherapy Treatment

ABSTRACT

Introduction:  Oral mucositis is a painful and debilitating condition, often observed as an acute adverse effect of antineoplastic treatment. Patient-related risk factors, as age and gender, as well as treatment variables, as dose and irradiated area, can influence the severity of mucositis, negatively impacting the quality of life of cancer patients and the progress of the treatment.

Objective:  To analyze the prevalence of oral mucositis and identify the main risk factors associated with its occurrence and severity in patients with head and neck cancer undergoing radiotherapy.

Method:  Cross-sectional observational retrospective study, based on the analysis of 209 medical records of patients treated at the "Hospital do Câncer de Muriaé" between 2018 and 2022.

Results:  The results showed a significant association between female gender and the occurrence of mucositis (p=0.020), as well as tumors located in the tongue and mouth (p=0.022). The use of nasogastric tubes was also associated with worsening of mucositis (p<0.001), and increased use according to the severity of the lesion. Patients with xerostomia were more likely to develop the condition (p=0.019). Furthermore, mucositis was more prevalent and severe in patients undergoing radiotherapy for curative purposes, compared to palliative (p=0.001 and p=0.013, respectively).

Conclusion:  Factors as gender, tumor location, xerostomia, use of tubes and type of radiotherapy directly influence the occurrence and severity of oral mucositis. These findings reinforce the importance of individualized prevention strategies for more effective management of this condition.

Key words:
Mouth Neoplasms; Radiotherapy; Stomatitis; Risk Factors

RESUMO

Introdução:  A mucosite oral é uma condição dolorosa e debilitante, frequentemente observada como efeito adverso agudo do tratamento antineoplásico. Fatores de risco relacionados ao paciente, como idade e gênero, variáveis do tratamento, dose e área irradiada, podem influenciar a gravidade da mucosite, impactando negativamente a qualidade de vida dos pacientes oncológicos e a evolução do tratamento.

Objetivo:  Analisar a prevalência da mucosite oral e identificar os principais fatores de risco associados à sua ocorrência e gravidade em pacientes com câncer de cabeça e pescoço submetidos à radioterapia.

Método:  Estudo observacional transversal de natureza retrospectiva, baseado na análise de 209 prontuários de pacientes atendidos no Hospital do Câncer de Muriaé entre 2018-2022.

Resultados:  Os resultados mostraram associação significativa entre sexo feminino e ocorrência de mucosite (p=0,020), bem como tumores localizados na língua e boca (p=0,022). O uso de sonda nasoenteral também esteve associado ao agravamento da mucosite (p<0,001), com aumento da utilização conforme o grau da lesão. Pacientes com xerostomia apresentaram maior predisposição ao desenvolvimento da condição (p=0,019). Além disso, a mucosite foi mais prevalente e severa em pacientes submetidos à radioterapia com finalidade curativa em comparação à paliativa (p=0,001 e p=0,013, respectivamente).

Conclusão:  Os fatores como sexo, localização tumoral, xerostomia, uso de sonda e tipo de radioterapia influenciam diretamente a ocorrência e gravidade da mucosite oral. Tais achados reforçam a importância de estratégias de prevenção individualizadas para um manejo mais eficaz dessa condição.

Palavras-chave:
Neoplasias Bucais; Radioterapia; Estomatite; Fatores de Risco

RESUMEN

Introducción:  La mucositis oral es una enfermedad dolorosa y debilitante, que a menudo se observa como un efecto adverso agudo del tratamiento antineoplásico. Los factores de riesgo relacionados con el paciente, como la edad y género, así como las variables del tratamiento, como la dosis y el área irradiada, pueden influir en la gravedad de la mucositis, impactando negativamente en la calidad de vida de los pacientes con cáncer y en el progreso del tratamiento.

Objetivo:  Analizar la prevalencia de la mucositis oral e identificar los principales factores de riesgo asociados a su aparición y severidad en pacientes con cáncer de cabeza y cuello sometidos a radioterapia.

Método:  Estudio observacional transversal de naturaleza retrospectiva, basado en el análisis de 209 historias clínicas de pacientes atendidos en el Hospital del Cáncer de Muriaé entre 2018 y 2022.

Resultados:  Los resultados mostraron una asociación significativa entre el sexo femenino y la aparición de mucositis (p=0,020), así como tumores localizados en la lengua y boca (p=0,022). El uso de sonda nasoenteral también se asoció a un empeoramiento de la mucositis (p<0,001), con el aumento del uso de acuerdo con el grado de lesión. Los pacientes con xerostomía presentaron mayor predisposición a desarrollar la enfermedad (p=0,019). Además, la mucositis fue más prevalente y grave en los pacientes sometidos a radioterapia con fines curativos, en comparación con los paliativos (p=0,001 y p=0,013, respectivamente).

Conclusión:  Factores como sexo, localización del tumor, xerostomía, uso de sonda y tipo de radioterapia influyen directamente en la aparición y gravedad de la mucositis oral. Estos hallazgos refuerzan la importancia de las estrategias de prevención individualizadas para un manejo más efectivo de esta condición.

Palabras clave:
Neoplasias de la Boca; Radioterapia; Estomatitis; Factores de Riesgo

INTRODUCTION

Head and neck cancer (HNC) is widely known for its aggressiveness and invasiveness, a significant challenge for diagnosis and treatment. In this group, squamous cell carcinoma of head and neck (HNSCC) stands out as the most common and develops from epithelial cells of the affected area1.

The treatment of HNC can encompass more than one therapeutic modality as surgery, radiotherapy and chemotherapy2-4. The preferred modality relies on tumor related factors (histological and molecular features of the tumor) as well as the patient's (smoking, age, clinical condition, comorbidities and sex)3,5. Radiotherapy has contributed to increased survival, however, with chemotherapy, they are not recommended for neoplastic cells and their cytotoxic effects also affect healthy cells, potentially causing complications as oral mucositis (OM), xerostomia, candidiasis, palate alteration, dysphagia, radiation caries, trismus and osteoradionecrosis6.

OM is an acute common and significant complication for patients submitted to radiotherapy of head and neck whose prevalence can range between 40% and 90%. Characterized by inflammation and ulceration of the oral mucosa, it can cause intense pain, difficulty to eat and increased risk of bacterial and fungal infections7-9.

Its physiopathology is multifactorial and involves complex interaction among chemotherapy agents or ionizing radiation and tissues of the oral mucosa. The direct aggression to keratinocytes and basal cells of the mucosa causes epithelial damages, leading to the activation of inflammatory pathways and release of pro-inflammatory cytokines as the tumor necrosis factor alpha (TNF-α) and epidermal growth factor (EGF) that contribute to the progression of the lesion on the mucosa9.

OM is classified according to the severity in grades that vary from mild (grade 1) to severe (grade 4); the main symptoms are pain, erythema, ulceration and difficulty to eat. Concomitant radiotherapy and chemotherapy is responsible for higher incidence of OM grade 3 and 4 that can potentially lead to severe complications as temporary suspension or dose reduction of antineoplastic therapy, medical intervention and hospitalization, increasing the cost of treatment and extending recovery time. In extreme situations, enteral or parenteral feeding may be necessary to avoid malnutrition and dehydration11.

Studies indicate several risk factors for the development of OM, including individual aspects of the patients as age, sex, xerostomia, genetic factors, renal function, smoking, alcohol use and comorbidities in addition to treatment-related variables as irradiated area, dose, type of therapeutic agent and concomitant chemotherapy12,13.

The identification of specific risk factors and development of preventive interventions are essential to reduce the frequency and severity of OM, contributing for improved clinical outcomes. However, studies about risk factors associated with radiotherapy-induced OM in patients with HNC are scarce yet and present inconsistent results14.

The objective of this study is to evaluate OM and its risk factors in patients with HNC in radiotherapy treatment. Understand these factors is essential to develop effective preventive and therapeutic strategies, improving clinical outcomes and quality of life.

METHOD

Observational, cross-sectional, retrospective study according to the checklist STROBE (Strengthening the Reporting of Observational Studies in Epidemiology)15, which is available as Supplementary Material.

Data obtained from the systems MVSOUL16 and MVPEP17 from January 1, 2021 to December 31 2022 were utilized. At "Hospital do Câncer de Muriaé" 421 individuals diagnosed with HNSCC have been assisted in that period. The sample was calculated utilizing Cochran formula suitable for finite populations, with confidence level of 95%, error margin of 5% and expected proportion (p) of 0.5 to obtain the most conservative size sample as possible, which resulted in a minimum sample of 201 patients. Eventually, 209 charts have been enrolled and analyzed, greater than the required minimum to ensure robustness.

Consecutive sampling was applied to select the 209 charts, including all the patients who met the study inclusion criteria, which reduces the bias of selection. Patients of both sexes, aged 18 years or older, histologically diagnosed with HNSCC who received antineoplastic treatment with radiotherapy, chemotherapy and/or surgery have been enrolled. Incomplete charts were excluded.

Epidemiologic, sociodemographic characteristics (sex, age, color, education and marital status), life habits (smoking, alcohol use) and clinical information as comorbidities, site tumor, staging, type of treatment have been collected from electronic charts of MVPEP and MVSOUL, in addition to buccal condition: OM (grade and frequency), location of the lesion, use of nasogastric probe due to OM and for other reasons and xerostomia.

The descriptive analysis of the categorical variables was performed through absolute and relative (%) frequencies and the numerical variables were expressed as medians. The chi-square test or Fisher's exact test when necessary were utilized to evaluate the association of categorical variables. The differences of frequency and mucositis grades were analyzed by the Mann-Whitney test18. Software R, version 4.3.119 (R Core Team, 2023), considering p < 0.05 as statistically significant was utilized for the statistical analyzes.

The Ethics Committee of FAMINAS approved the study, report number 6.913.227 (CAAE submission for ethical review 79778124.0.0000.5105), in compliance with Directive number 466/12 of the National Health Council20. The informed consent form was waived because only secondary and deidentified data have been utilized. The information was collected according to the current ethical and legal principles in force.

RESULTS

The sample consisted mostly of men (85.65%) and the predominant age range was 60-70 years (37.87%). The majority of the sample claimed they were Brown (55.50%), 52.63% were married, with incomplete elementary school (64.82%) or illiterate (14.07%). 43.7% were ex-alcohol users and 63.16% affirmed they smoked. Most of them had toothed arch (81.35%), 28.2% used some type of prosthesis, 19.4% of which, full prosthesis and 7.18%, removable partial prosthesis. The main comorbidities found at the charts were arterial hypertension (33.50%), diabetes mellitus type II (10.29%) and gastritis (11.48%) (Table 1).

Table 1
Sociodemographic, oral and lifestyle of patients with head and neck cancer assisted at "Hospital do Câncer de Muriaé" (2018-2022)

The most common site of HNC was the base of the tongue (28.71%). Other common areas were floor of the mouth and palate, both with 11.48%. Less frequent were gingiva (1.91%) and lip (0.96%). Most of the cases were at stage 4 (78.37%), followed by stages 3 (12.50%), 2 (8.17%) and 1 (0.96%) (Table 2).

Table 2
Disease, treatment characteristics and adverse events observed during the treatment of patients with head and neck cancer assisted at Hospital do Câncer de Muriaé (2018-2022)

The majority of the patients (57.89%) received combined radiotherapy and chemotherapy, while 15.79% received radiotherapy alone. 64.82% received curative radiotherapy treatment and 35.18%, palliative. Cisplatin was the most utilized medication (62.20%). Chemotherapy was suspended in 33% of the cases, of which 3.35% due to OM (Table 2).

Half of the patients (50.24%) presented xerostomia, followed by dysphagia in 22.2%, sialorrhea in 13.90%, odynophagia in 9.57%, radiodermatitis in 6.48% and nausea in 6.17% (Table 2).

OM was diagnosed in 65.37% of the patients and classified according to the World Health Organization (WHO) as grade 3 for 36.56%. Lips were the most affected for 6.70% of the patients, followed by tongue (5.74%) and jugal mucosa (4.78%). The use of nasoenteral probe due to OM was observed in 10.29% of the sample. The mean of the total of radiotherapy fractions up to the onset of OM was 21.20, based on a mean dose of radiation of 59.36 Gy associated with grades 3 and 4. The mean time for onset of OM after radiotherapy was 40.97 days (Table 3).

Table 3
Clinical characteristics of OM of patients with head and neck cancer assisted at Hospital do Câncer de Muriaé (2018-2022)

Significant association was observed for females and incidence of OM (p = 0.020), although there was no association between sex and OM grade (p = 0.267). No significant correlation between age and OM grade was found (p = 0.111). Also, no associations between smoking and OM (p = 0.702), or tobacco and OM grade (p = 0.093) have been found. Similarly, there was no association between alcohol use and OM grade (p = 0.362) or occurrence (p = 0.702) (Table 4 and Table 5). There was no significant association between the presence of comorbidities and the occurrence or OM grade (p = 0.074 and p = 0.520, respectively) (Table 4 and Table 5).

Table 4
Relation between oral mucositis and risk factors in patients with head and neck cancer in treatment at Hospital do Câncer de Muriaé
Table 5
Risk factors associated with the grade of oral mucositis in patients with head and neck cancer assisted at Hospital do Câncer de Muriaé (2018-2022)

Significant association between OM and use of probe (p = 0.001) was found, and with OM grade and use of probe (p < 0.001). Significant association between xerostomia and OM (p = 0.019) was detected but no association between xerostomia and OM grade was found (p = 0.991) (Table 4 and Table 5).

There is significant association between the site of the tumor and OM (p = 0.022) and between OM and type of radiotherapy (p = 0.001), with high prevalence of OM in patients treated with curative radiotherapy. In addition, the OM grade was also higher in patients who received curative radiotherapy (p = 0.013) (Table 4 and Table 5).

DISCUSSION

OM affected 65.37% of the study patients, severity grade 1 to 4, corroborating the literature that reports OM as the most frequent adverse event in patients with HNC, and may reach 80% to 90% of these patients, especially with concomitant chemotherapy and radiotherapy21,22.

The most common sites of OM in the sample investigated were the lips (6.70%) and tongue (5.74%). Chemotherapy-induced OM usually occurs in non-keratinized surfaces as laterals and ventral region of the tongue, buccal mucosa and soft palate23. On the other hand, radiotherapy-induced OM is restricted to areas within the radiation field with high impact on non-keratinized tissues24,25. Therefore, the combination of concomitant radiotherapy and chemotherapy significantly increases the risk of OM grades 3 and 4, being four times more frequent26, corroborating the findings that identified this therapeutic regimen as the most associated with OM.

OM is a common radiotherapy complication characterized by inflammation and ulceration of oral mucosa which directly affects the patients quality of life. The increased severity of OM, intense pain and dysphagia can hamper food intake, requiring nutritional support through enteral probes21.

In the present study, there was significant association between OM and use of probe (p = 0.001), in addition to correlation between the grade of the lesion and the use of the probe (p < 0.001). These findings are aligned with a prospective study27 which has also identified a relation between the severity of OM and high rate of feeding probes with the frequency of probes increasing as the lesion severity rises.

The data have also revealed that women tend to present OM more frequently than men, suggesting possible differences of susceptibility or response to the treatment among men and women. A retrospective study28 corroborates this observation, suggesting that female sexual hormones as estrogen and progesterone can negatively impact the oral immunity, contributing to the etiopathogenesis of OM.

Another relevant factor is xerostomia, a frequent radiotherapy complication for patients with HNC that can indirectly contribute to the development and aggravation of OM. The reduction of the salivary flow compromises the protective feature of the saliva in the oral cavity, making the mucosa more susceptible to lesions and inflammations, which can intensify the severity of OM29. Furthermore, hyposalivation changes the balance of the oral microbiota, favoring the growth of opportunist pathogens as fungi, which can lead to secondary infections and increase the risk of recurrence of OM during the treatment30. These alterations of the oral microbiome are associated with the development of severe OM. This finding is consistent with the literature, which demonstrates that xerostomia can be associated with modifications of the oral microbiota and proliferation of pathogenic microorganisms exacerbating the inflammatory setting31. Consistently, the findings of another study32 indicate that hyposalivation results in increase of acidogenic coccus in the supragingival biofilm and elevation of the salivary levels of cariogenic coccus, especially Streptococcus of the group mutans, favoring the development of OM.

Finally, the results demonstrate a significant association between curative radiotherapy (≥60 Gy) and OM, and progression to severer grades (p = 0.013). This finding can be attributed to the cumulative effect of radiotherapy since the severity of OM is influenced by factors as total dose administered, technique adopted and presence of concomitant systemic therapy21.

Curative therapy tends to cause more damages to the oral mucosa because it involves a more prolonged time of treatment and total doses higher than palliative. Evidences suggest that the dose of radiation received is one of the main predictors of OM with cumulative doses higher than 50 Gy associated with elevated risk of severe forms of the complication33. The study of Mazzola et al.34 indicated that a mean dose of 50 Gy and a maximum dose of 65 Gy on oral mucosa are strongly related to grade 2 OM or higher. These findings reinforce the necessity of effective strategies to minimize the adverse effects of radiotherapy, especially in high-dose curative regimens.

CONCLUSION

OM is a significant complication of oncologic treatment, its occurrence and severity are influenced by demographic, anatomic and therapeutic factors. High predisposition in women and patients with tumors in the tongue and mouth suggests possible biological and anatomic variations that increase the risk of OM.

The association between severe OM and nasoenteral probe indicates that the severe form of the disease damages food intake, requiring nutritional support. In addition, xerostomia was identified as risk factors, reinforcing the importance of measures to maintain the saliva during the treatment. Patients submitted to curative radiotherapy presented high prevalence and severity of OM, standing out the influence of the dose in the evolution of the disease. These findings emphasize the necessity of customized approaches to prevent and treat OM in patients with HNC submitted to antineoplastic treatment.

However, a limitation of the retrospective study based on medical charts is the quality and accuracy of information registered in medical records. Charts are filled according to criteria and clinical practice of each professional and some discrepancies can exist while documenting important data as symptoms, treatments and complications. In addition, the retrospective design hampers the strict control of the variables that could be better observed in a prospective study, which can result in bias of selection or loss of relevant data.

  • FUNDING SOURCES
    None.

ACKNOWLEDGMENT

To "Fundação Cristiano Varella" for the opportunity to conduct this study in its facilities and institutional support.

DATA AVAILABILITY STATEMENT

All content underlying the text of the article is contained in the manuscript.

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Publication Dates

  • Publication in this collection
    22 Aug 2025
  • Date of issue
    2025

History

  • Received
    07 May 2025
  • Accepted
    30 June 2025
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