ABSTRACT
Effective early interventions must guarantee child development in natural environments and improve their functioning. This study aimed to analyze the temporal evolution of the approach to functioning in early intervention programs using the international classification of functioning, disability, and health (ICF) as a reference. We included randomized clinical trials that studied early intervention programs in children aged from zero to six years. The significant concepts in the outcomes of interventions were linked to the ICF. This review included 56 articles and evaluated 74 outcomes. It generated 82 ICF codes, which encompassed the ICF domains of body functions, activities, participation, and environmental factors. The included early intervention programs partially addressed functioning over the years.
Keywords:
Child Development; Psychosocial functioning; Early intervention
RESUMO
Estratégias eficazes de intervenção precoce devem garantir o desenvolvimento infantil em ambientes naturais e melhorar a funcionalidade das crianças. Este estudo teve como objetivo analisar a evolução temporal da abordagem do funcionamento dos programas de intervenção precoce tendo como referência a CIF. Foram incluídos ensaios clínicos randomizados que estudaram programas de intervenção precoce em crianças de 0 a 6 anos. Os conceitos significativos contidos nos resultados das intervenções foram vinculados à CIF. Este artigo incluiu 56 artigos e avaliou 74 resultados de intervenções. Foram gerados 82 códigos diferentes da CIF, os quais contemplaram os domínios funções corporais, atividades e participação da CIF e fatores ambientais. A funcionalidade foi abordada parcialmente ao longo dos anos pelos programas de intervenção precoce incluídos.
Descritores:
Desenvolvimento infantil; Funcionamento psicossocial; Intervenção precoce
RESUMEN
Las estrategias efectivas de intervención temprana deben garantizar el desarrollo infantil en entornos naturales y mejorar la funcionalidad de los niños. Este estudio tuvo por objetivo analizar la evolución temporal del enfoque del funcionamiento de los programas de intervención temprana con referencia a la CIF. Se incluyeron ensayos clínicos aleatorizados que evaluaron programas de intervención temprana en niños de 0 a 6 años de edad. Los conceptos significativos que constan en los resultados de las intervenciones se vincularon a la CIF. Este estudio incluyó 56 artículos y evaluó 74 resultados de intervenciones. Se generaron 82 códigos diferentes de la CIF, que incluían los dominios de las funciones corporales, las actividades y la participación de la CIF y los factores ambientales. La funcionalidad ha sido abordada parcialmente a lo largo de los años por los programas de intervención temprana incluidos.
Palabras clave:
Desarrollo infantil; Funcionamiento psicosocial; Intervención temprana
INTRODUCTION
The biopsychosocial perspective understands child development as a complex and multifactorial phenomenon that depends on individuals’ relationship with their environment and received stimuli1. Optimal early childhood development lays the groundwork for long-term academic, behavioral, socio-emotional, and economic achievements2,3.
The early recognition of developmental difficulties in early childhood is essential for children to reach their developmental potential4. For this, early interdisciplinary intervention programs have largely targeted at-risk children with established risk or atypical development and their families1,5.
These programs have undergone different stages and theoretical influences over the years, including child-centered practices that rehabilitate their mental, physical, or sensory disabilities6. By considering development in its complexity of factors, programs shifted their focus to current ecological models of service delivery, with the influence of equally recognized environmental, family, and child factors6-8.
Based on biopsychosocial theoretical arguments, the International Classification of Functioning, Disability, and Health (ICF) reflects the approach that moved away from focusing on the consequences of diseases to highlight functioning as a fundamental component of health9,10. The ICF describes functioning as a complex interaction of body functions and structures, activities, participation, and contextual factors11,12.
Thus, under the influence of the biopsychosocial model, effective early intervention strategies must include elements to improve body functions and increase activity, ensuring full participation and development in natural environments and improving children’s functioning6,13. For this, they must cover all the ICF domains to respond to the results and promote child development14.
Contributing to the planning of early intervention programs in line with the ICF recommendations requires a systematic review that provides an overview of early intervention programs in the literature based on the perspective of the broad ICF model of functioning. This will show the domains that require reinforcement and subsidize research, teaching, and health management. Thus, this study analyzed the temporal evolution of the functioning approach in early intervention programs using the ICF as a reference.
METHODOLOGY
A systematic review was performed following the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) statement15. The methods are reported in the following sections. All steps were performed by two independent reviewers. In cases of disagreement, a third reviewer was consulted until a consensus was reached via discussion or arbitration.
Registration and protocol
The protocol of this systematic review was registered on the international prospective register of systematic reviews under number CRD42020221106.
Eligibility criteria
Randomized clinical trials (RCTs) on early intervention programs, children aged from zero to six years that had been published in English or Portuguese were included in this review. Search periods were ignored as this research focused on mapping the temporal evolution of scientific production on the subject. Only RCTs were considered since this study design provides strong evidence for interventions. RCT protocols or follow-ups were excluded.
Data sources
A comprehensive search was carried out on four electronic databases: PubMed (09/02/2021), CINAHL (via EBSCO Host [15/01/2021]), Embase (via CAPES Portal of Journals [09/02/2021]), and Central (09/02/2021).
Search strategies
Advanced search strategies were adopted on each database. A combination of the terms child development, early intervention, functioning, disability, and disabilities was used based on the PICOT strategy: (P) population - children, (I) intervention - early intervention, (C) comparison - over time, (O) outcome - functioning, disability, or incapacity, and (T) time - indefinite.
Initially, the authors conducted a pilot study by reading 10% of the retrieved abstracts to adjust the chosen descriptors and inclusion and exclusion criteria.
The possibilities of descriptors crossing were: “child development” AND “early intervention” AND functioning; “child development” AND “early intervention” AND disability; “child development” AND “early intervention” AND disabilities.
An additional manual search was performed 1) in the references of excluded follow-up articles to locate the original RCTs and 2) in the records of excluded RCT protocols to find studies derived from these protocols. The articles obtained by such manual search that met the inclusion criteria were added to the sample of this review.
Selection process
Articles were selected according to the following steps: title screening, abstract screening, and full-text screening. The variables of interest (first author, year of publication, sample size, population, intervention and control description, intervention outcomes, and study findings) were exported by one of the authors to an Excel spreadsheet.
Link with the ICF
Linking was conducted using Microsoft Excel® 2019. The significant concepts in the intervention outcomes were extracted and linked to the most specific ICF categories by two independent healthcare providers according to the set of 10 linking rules in Cieza et al16. Following the proposed protocol, the significant concepts were organized according to the ICF domains.
The degree of agreement between the two authors regarding the connection of concepts to the ICF was calculated using the Kappa coefficient. The variable was nominal (ICF domains) and included no missing data. Kappa coefficient values range from zero to one, in which one indicates perfect agreement and zero, no additional agreement beyond what is expected by chance. Values from 0.61 and 0.80 mean substantial agreement, whereas those from 0.81 to 1 represent excellent agreement between researchers17. In the case of disagreements, a third reviewer was consulted until a consensus was reached.
Data analysis
A table was created to analyze the characteristics of the included articles with the following variables: author and year of publication of the studies, sample characteristics, intervention outcomes, and the characteristics of early intervention programs.
Descriptive statistics were used to examine the relative frequency of the ICF categories linked to the concepts in the intervention outcomes. Data analysis comprised tables with the binding frequency of each category and their respective ICF domains.
The ICF categories are described at the second, third, or fourth levels. The data are descriptively described and discussed.
Methodological quality assessment
The quality of reporting of the selected articles was assessed by physiotherapy evidence database (PEDro) criteria. The scoring system in the PEDro scale was used. When the score was unavailable, the assessments were performed by the authors of this study.
The PEDro scale aims to quickly find which randomized controlled trials may have internal validity and sufficient statistical information for result interpretation.
For this review, the following strength rating conventions were applied: 9-10 (excellent), 6-8 (good), 4-5 (fair), and <4 (poor). Similar conventions have been applied in published systematic reviews6.
RESULTS
Flowchart of the reviewed studies
This study found 1,564 studies in the accessed databases, of which 249 were duplicates. Thus, it analyzed 1,315 articles by title and abstract screening and selected 228 for full-text screening. Among these, 40 met the inclusion criteria of this study. This review included 16 articles after the manual search described above. Thus, its final sample consisted of 56 articles (Figure 1). This study included articles that had been published from 1980 to 2020; most of which were carried out from 2010 to 2020.
Search flowchart adapted from the preferred reporting items for systematic reviews and meta-analyses 2020.
Methodological quality
The mean score according to the PEDro scale totaled 5.9 points, ranging from four to nine points. Random allocation occurred in 88% of studies. Most studies included a blind allocation of their samples (71%) and similar groups (88%). Half of the chosen studies blinded their therapists and evaluators (50%).
Participants
The 56 articles included 9,645 participants. The target audiences in most studies (35.7%; n=20) referred to preterm and/or low birth weight infants. This review found that 12.5% (n=7) of its studies evaluated children at socioeconomic risk; that 8.9% of them (n=5) studied children with autism spectrum disorder (ASD), that 7.1% of them (n=4) included children with intellectual disability; that 3.6% of them (n=2) focused on children at risk for brain injuries, that 3.6% of them (n=2) included children with neonatal asphyxia, that 3.6% of them (n=2) studied children with language delay, that 3.6% of them (n=2) included children with organic or non-organic growth failure, that 3.6% of them (n=2) focused on children with Down syndrome, that 1.8% of them (n=1) assessed institutionalized children, that 1.8% (n=1) investigated children with brain damage syndrome, and that 1.8% of them (n=1) researched children with cerebral palsy.
In total, four studies (7.0%) specified their target audience as only children with or at risk of developmental delay. A study (1.8%) evaluated the results of an intervention in early childhood education in school-age children, one study (1.8%) failed to specify its participants’ disability, and one article (1.8%) investigated the results of an intervention in children with parents with mental health problems.
Characteristics of the interventions
Chart 1 summarizes the general characteristics and outcomes of the interventions.
The 56 selected studies used three strategies to facilitate early intervention: in 75% of them (n=42), parents or caregivers implemented interventions trained by healthcare providers or teachers, functioning as facilitators or co-therapists. In 9% of studies (n=5), early intervention specialists configured the only facilitators of the interventions. Interventionists used coaching in the remaining 16% of studies (n=9).
The interventions reported by the 56 studies occurred in varying scenarios: 42.9% (n=24) took place in homes; 8.9% (n=5), in reference services for early intervention; 5.4% (n=3), in hospitals; 3.6% (n=2), in schools; and the remaining 39.2% (n=22) in two scenarios that complemented the intervention: hospitals and homes after discharge, schools and homes, early intervention services and homes, or hospitals and follow-up outpatient clinics.
The chosen studies assessed 74 outcomes, including traditional child-focused and multidimensional outcomes, which reflect the child’s needs and the family context. In some cases, more than one study mentioned the same outcome, generating 267 instances.
Motor, cognitive, and language outcomes, considered traditional outcomes, constituted the three most prevalent results (26.2%; n=70). Family-child interaction was the fourth most evaluated outcome in the reviewed studies (7.9%; n=21), followed by social interaction (6.7%; n=18), behavior organization (4,9%; n=13), autonomy to perform activities of daily living (3.4%; n=9), and adaptive skills (2.6%; n=7). Studies also analyzed adjustment to the home, including reducing parental stress (2.2%; n=6) and parent empowerment (1,1%; n=3). Table 1 shows other analyzed outcomes.
This review found that 91% (n=51) of the chosen studies evaluated early intervention strategies with effective child and family participation. Among them, home visits constituted the most used modality. Parental guidance/education was the second most frequent intervention, addressing the participation of the family at home (via home visits) and at NICUs. In this last scenario, the intervention supported mothers’ self-confidence and promoted the attachment bond between mothers and infants.
Other intervention modalities with family participation included support for the relationship between parents and their children, psychosocial support for caregivers, family-centered practices, strategies to promote an enriched environment, and incorporation of therapeutic activities into daily routines. A study used the home care of institutionalized children to represent the domestic experience as an intervention.
The remaining 9% of studies (n=5) used clinical-therapeutic services, such as physiotherapy and acupuncture, and school education as interventions. These studies ignored the family in their interventions. Among them, four only evaluated traditional developmental outcomes. The remaining article assessed multidimensional outcomes in addition to the above.
Link with the ICF
The result of the Kappa statistic for agreement between the two investigators totaled 0.62. Thus, the coefficient exceeded 0.61, which this review considered as substantial agreement.
The 56 chosen articles extracted significant concepts coded according to the ICF in Cieza et al.16, resulting in 82 ICF codes. Some concepts occurred in multiple studies, generating the same code more than once. Thus, this review classified some such codes as not addressed or not defined, totaling 427 codes.
Studies addressed the body functions domain the most (45.9%; n=196 concepts), followed by activities and participation (42.2%; n=180 concepts), and environmental factors (8.0%; n=34 concepts). In addition to these ICF concepts, this review classified seven concepts as not addressed (1.6%) and 10 as not defined (2.3%). No concepts showed an association to the Body structures and personal factors categories.
Table 1 shows the relative frequency of the ICF domains and the significant concepts classified as not addressed or not defined by the 56 chosen articles. In total, 26 articles (46.4%), that is, most, addressed three ICF domains: body functions, activities and participation, and environmental factors. Also, 21 articles (37.5%) addressed two domains, and eight (14.3%), only one domain. Only one article had all its outcomes rated as not addressed considering the ICF framework61.
Figure 2 depicts an overview of the distribution of the number of ICF domains in the studies in this review over the years.
Distribution of the number of International Classification of Functioning, Disability, and Health domains in the studies in this review over the years.
DISCUSSION
This systematic review included 56 RCTs on early intervention programs, which were published from 1980 to 2020. Most had a moderate methodological quality according to the PEDro scale. The significant concepts in the outcomes of their interventions predominantly addressed three ICF domains: body functions, activities and participation, and environmental factors. No concepts were linked to body structures and personal factors.
´No systematization from the year of publication of the included studies and the approach to the ICF domains occurred. The number of domains showed a non-homogeneous variation over the years (Figure 2). All cases addressed one domain more than others (in percentages) (Table 2).
Based on the analysis above, the assessed interventions failed to fully address functioning since the ICF considers that a child’s functioning is determined by the multidirectional relationship between body functions and structures, activity and participation, and contextual factors, such as environmental and personal ones73. Thus, interventions must involve all ICF domains to improve functioning74.
Studies that addressed only one domain or none were mostly published after 2000. Thus, some early intervention programs that preceded the publication of the ICF in 2000 had no structure based on the expanded perception of health advocated by that classification.
The samples of the included studies mainly consisted of children at biological risk (prematurity, low birth weight, ASD, among others), characterizing a target population with predominantly limited health conditions or associated disabilities. Moreover, child-focused outcomes occurred the most, with gross and fine motor, cognitive, and language skills being the three most mentioned.
The body’s health condition, functions, and structures encompass most of the biological determinants for early childhood. Thus, programs have traditionally focused on stimulating motor, cognitive, and language skills75,76. Corroborating this statement, the body functions domain composed most categories in this study.
Thus, the biomedical model, which focuses on mental, physical, or sensory disabilities and which strongly contributed to structuring interventions in early childhood in the 1960s8, influences programs up to the present time.
The interventions of the included studies also suffered the influence of theoretical perspectives such as Sameroff and Chandler’s (1975) transactional model, Bronfenbrenner’s (1979) model of human development ecology, and Leal’s (1999) family systems theory8, which understands the family as the first context of socialization and development of human beings, favoring their insertion in healthcare.
Emphasizing the influence of the environment in which the individual is inserted in the child development results, some interventions evaluated their effects on children at socioeconomic risk and in institutions. In these cases, interventionists sought to adjust the early home environment, providing social and physical stimulation in childhood and thus causing variations in later developmental outcomes.
This review also highlights the reduction of parental stress as an analyzed outcome. Reduced stress, increased maternal self-efficacy, and an enhanced ability to respond in interactions with the baby are linked to a positive environment for child development, contributing to improving developmental outcomes77.
Most interventions also aimed to improve the child’s activities and participation considering their family, such as family-child and social interactions, behavior organization, autonomy for activities of daily living, and adaptive skills, even associated with health conditions. This finding reflects a feature of the biopsychosocial perspective in recognizing the interaction of health conditions (diseases or disorders in the international statistical classification of diseases and related health problems) with environmental factors, body functions, and activities and participation76.
Thus, this review found a search for interventions that break with the historical influence of the biomedical model. Family and environmental-focused strategies to improve children’s activities and participation have aimed at results with an approach to child development and its complex factors.
The family, represented by the father and mother, configured the main facilitator of most interventions, either acting as co-therapists or in an equal partnership with the interventionists through coaching techniques. The family provides the immediate environment in the early years of a child’s life, thus constituting the gateway to many child development interventions3. The included studies addressed a wide range of multidisciplinary services involving the effective participation of children and their families.
Home visits occurred the most among the interventions, facilitated by parents as co-therapists. Via home visits to participating families, early intervention specialists found parents’ or caregivers’ strengths and trained them to carry out developmentally appropriate activities for the child, providing a more personalized approach to service delivery78.
The coaching facilitation strategy is associated with greater family empowerment. Early intervention specialists formally support families, empowering and encouraging them to find their children’s problems according to their upbringing perspectives and make strategical decisions53.
Studies with the type of strategy above have evaluated family-centered practices, currently considered the best practice in early interventions as they aim to promote family and child competencies and strengthen existing capacities, with healthcare actions being included in the family’s daily routine6. The family-centered practice is in line with the biopsychosocial perspective, and the family, being fundamental in the child’s life, is an important environmental/contextual factor to be considered79.
Still, this review linked the outcomes of two studies on family-centered practices to only two ICF domains and those of one to no domain. Placing the family at the center of the decision-making process failed to necessarily reached outcomes in all functioning domains. Based on a biopsychosocial approach, caregivers and interventionists must be aware of all factors as part of their interventions6.
Home s configured the main scenario to implement interventions, combined with facilitation strategies and family participation. In some studies, the intervention in this scenario complemented actions in maternity wards, schools, or clinical-therapeutic environments, seeking the participation and development of children in their natural environments. The home is a very influential element in child development based on the bioecological model, the perspective of the family system, and empirical evidence, characterizing an environmental factor variable76.
Children’s main daily routines occur at home, enabling families to maximize teaching moments for their children. such active involvement configures a key element of early intervention services to empower families and influence positive child-family outcomes6.
Other prevalent intervention approaches included parental education, support for the relationship between parents and children, and psychosocial support for caregivers, which seek to positively impact the child’s development by structuring the bond between parents and children, welcoming these children, and promoting the care and stimuli offered daily by the family77. These studies reinforce that considering nurturing care elements in interventions improves child development and leads to beneficial results in adult life80.
We emphasize that no included studies mentioned the ICF or the term “functioning” to support their methodology or results. The results in this review fully stem from the rules for linking the outcomes of interventions with the ICF.
Based on the analysis of the link to the ICF, most early intervention programs have considered, since the 1980s, the systemic and multifactorial nature of child development, but to date, they still fail to address all ICF domains. Using the ICF theoretical framework for clinical reasoning broadly understands functioning and enables therapeutic interventions to better target the real factors that compromise functioning74.
Thus, this review suggests that early intervention programs include outcomes such as physical, social, and environmental factors and personal characteristics such as psychological and gender-related specificities.
The main limitations of this study include the temporal inhomogeneity of its articles since most were published after 2000 and the moderate methodological quality of chosen studies. Moreover, searching for references beyond the article format and in other languages could expand or confirm the results.
This review brings innovation due to its use of the ICF binding rules, offering the opportunity to plan interventions based on a biopsychosocial perspective and fully addressing functioning.
CONCLUSION
The linking of intervention outcomes to the ICF showed that early intervention programs partially addressed functioning over the years since no study fully encompassed all ICF domains.
Still, most intervention programs in this review went beyond body functions and sought to stimulate child development and improve their activity and participation in their natural life contexts, involving the family in the process.
The implementation of interventions in line with what is proposed by the ICF remains a challenge. However, interventions stand closer to fully addressing functioning. An interdisciplinary approach centered on the child and the family in which professionals provide proper support to promote child development with practices that systematically consider all ICF domains seems the way to address all aspects of functioning.
This study will hopefully contribute to discussions about functioning in early intervention, subsidize research, teaching, and management in health, and favor the promotion of child development.
DATA AVAILABILITY
The data underlying this study are available in the published article.
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1
Study carried out at the Federal Univeristy of Ceará (UFC) -- Fortaleza (CE), Brasil. This study derived from the thesis by Letícia Helene Mendes Ferreira, titled “Abordagem da funcionalidade na intervenção precoce segundo a perspectiva da Classificação Internacional de Funcionalidade, Incapacidade e Saúde.” The study was carried out within the Graduation Program of Physical Therapy and Functioning of the Department of Physical Therapy at the Federal Univeristy of Ceará.
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Financing sources:
nothing to declare




