Abstract
France was the first European country to confirm cases of COVID-19, being one of the most affected by the pandemic in the first wave. This case study analyzed the measures adopted by the country in the fight against COVID-19 in 2020 and 2021, correlating it to the characteristics of its health and surveillance system. As a welfare state, it relied on compensatory policies and protection of the economy, as well as increased investments in health. There were weaknesses in the preparation and delay in the implementation of the coping plan. The response was coordinated by the national executive power, adopting strict lockdowns in the first two waves, mitigating restrictive measures in the other waves, after the increase in vaccination coverage and in the face of population resistance. The country faced problems with testing, case and contact surveillance and patient care, especially in the first wave. It was necessary to modify the health insurance rules to expand coverage, access and better articulation of surveillance actions. It indicates lessons learned about the limits of its social security system, but also the potential of a government with a strong response capacity in the financing of public policies and regulation of other sectors to face the crisis.
Key words:
COVID-19; Health system; France; Public policy; Health policy
Resumo
A França foi o primeiro país europeu a confirmar casos de COVID-19, sendo um dos mais afetados pela pandemia na primeira onda. Este estudo de caso analisou as medidas adotadas pelo país no enfrentamento à COVID-19 em 2020 e 2021, relacionando com as características de seu sistema de saúde e de vigilância. Como um Estado de bem-estar social, apostou em políticas compensatórias e de proteção da economia, bem como aumentou investimentos em saúde. Houve fragilidade na preparação e atraso na implantação do plano de enfrentamento. A resposta foi coordenada pelo poder Executivo nacional, adotando bloqueios rígidos nas duas primeiras ondas, flexibilizando as medidas restritivas nas demais ondas, após o aumento da cobertura vacinal e diante da resistência da população. Enfrentou problemas com testagem, vigilância dos casos e contatos e assistência aos doentes, principalmente na primeira onda. Necessitou modificar as regras do seguro de saúde para ampliar cobertura, acesso e melhorar a articulação das ações de vigilância. Indica aprendizados sobre os limites do seu sistema de seguro social, mas também as potencialidades de um Estado com capacidade de resposta forte no financiamento de políticas públicas e na regulação dos demais setores para enfrentar a crise.
Palavras-chave:
COVID-19; Sistema de saúde; França; Política pública; Política de saúde
Introduction
The study of France allows us to understand different aspects of the response to the COVID-19 pandemic. The country is characterized by a consolidated social welfare system, strong public administration1,2 and a health insurance system that is among the most accessible ones in Europe1,3. At the outbreak of the pandemic, France experienced a political context with strong popular mobilization against government measures, strikes in hospitals and the call for municipal elections scheduled for March 20204.
It was the first country with confirmed cases of COVID-19 in Europe5; however, it was the third to enforce a national containment policy6. It was among the five nations most affected by the epidemic, with high mortality rates from the disease in the first wave7,8, and also started having problems with the resurgence of cases after the economic reopening9.
Some authors have highlighted the delay in adopting official preventive measures and the government’s unpreparedness2,10, in addition to the contradictory communication in the country6, at the beginning of the pandemic. Compared to other countries, France showed a unified response, due to the centralized institutional arrangement, with a certain degree of more coercive measures4. A comparison between francophone countries showed that the centralized decision-making process contributed to a more effective coordination of health resources and information across the country, in addition to having caused some changes to the health system that tend to remain as a legacy for the post-pandemic period9.
The literature has addressed many peculiarities of France in the pandemic context, both regarding the relationship between a supposed potential for responsiveness and failure to fight the first wave11, as well as the controversies related to the government’s discourse12,13 and even the contradictions related to the restrictive measures in the country, a symbol of individual freedoms and criticism of biopower10. Some aspects of the health system were addressed, albeit dispersed in several publications and showing no relationship with the health insurance model and the adopted surveillance system.
This study sought to analyze the French response in the fight against COVID-19, the characteristics of its health and surveillance system, aiming to identify reasons for the observed performance and draw lessons for other nations or other health emergencies.
Research strategy
The present is a case study supported by a literature review, documental analysis and secondary data collection.
A search for scientific publications corresponding to the period from January 2020 to December 2021 was carried out in the Pubmed Central, Web of Science, Scopus and Science Direct databases, using a combination of the descriptors “France” and “COVID-19” with “health system”, “surveillance”, “national response” and “welfare state”, with the Boolean operator “AND”. Of 222 identified documents, 60 were selected, using the following inclusion criteria: articles that analyzed measures to cope with the COVID-19 pandemic in France or that addressed characteristics of the surveillance model or the French health system. Articles that addressed only specificities of French overseas regions or territories were excluded, as well as those that were not available in English, French, Spanish or Portuguese.
For a better understanding of the institutions, organizational arrangements of the health system and the surveillance model and analysis of general indicators in the country, the publications of the European Observatory on Health Systems and Policies were consulted (https://health.ec.europa.eu/), as well as the Organization for Economic Cooperation and Development (OECD) platform (https://www.oecd.org/). Additionally, in a complementary way, manual searches were carried out and the references cited in the selected articles, which addressed the components and dynamics of the French health system, were identified.
Regarding data on the pandemic evolution and specific measures adopted by the government, the ‘Our World in Data’ database (https://ourworldindata.org/) and French government websites (www.data.gouv.fr) were consulted.
Data extraction took place according to the analysis matrix, which included the following dimensions: 1) identification of the country and demographic indicators; 2) characteristics of the state/government; 3) characterization of the health and surveillance system; 4) responses to the COVID-19 epidemic; 5) evolution of the epidemic in the country.
The French government and compensatory policies in the face of the pandemic
France is a unitary, republican State, with a semi-presidential regime9, a typical social-democratic capitalist country14. It has a centralized public administration, in which the main public tasks are carried out by the national government4. However, it has some level of decentralization, through the municipalities, departments and regions, with relative autonomy in areas that are clearly defined as having their competence15.
From a geographical point of view, it is the largest country in the European Union (EU) in area and the second most populous in this region, being largely urbanized and showing high population density16. It has the tenth highest Gross Domestic Product (GDP) in the EU, the seventeenth Gini index among OECD countries and high life expectancy at birth, considering both sexes16. Overall, it has above-average indicators in relation to its European neighbors.
The country is known for its social welfare system, with strong public funding of health and social assistance9,15. Vulnerable, low-income families are entitled to a fixed social assistance benefit of €150 and an additional €100 per child17.
In the pandemic, the country was the first whose Minister of the Economy and Finance declared the need and urgency of economic measures to contain the pandemic effects18. Similarly, the French president also stood out regarding how promptly he made declarations of support to companies in the country, aimed at preventing unemployment and bankruptcies13. It was one of the countries to implement unprecedented financial support measures, with a 5% increase of the GDP in the national budget, in April 20209.
During the pandemic, social security actions were expanded, both to increase health care and to help companies and mitigate the social consequences of the shutdown of the economy7. Unemployment insurance was extended from 6 to 12 months, a solidarity fund was created to support small businesses, and monetary subsidies were implemented for self-employed workers, in addition to several types of cash transfers to be paid to people who already received the benefit of minimum income transfer17.
The country also had at its disposal the EU initiatives to help workers maintain their income and support companies to remain active. These initiatives included government assistance to companies that reduced the workday of employees or that completely interrupted their activities, income replacement for self-employed workers and support for fishermen and agricultural workers18.
The French health system and its capacity to fight the pandemic
The country has a mandatory social health insurance system, financed by contributions from employers and employees, in addition to taxes on income and additional sources, such as taxation of tobacco, alcohol and pharmaceutical products15. Created in 1945, the French health system initially offered coverage based only on professional activity, but over the years it has sought universal coverage and greater uniformity of protection among different funds2,8,19. Social Security covers legal residents in the country7 and a scheme, fully funded by the Government, provides access to an essential care package for unauthorized migrants8.
After Germany, it has the highest percentage of the GDP spent on health in European countries and more than three quarters of health expenses correspond to public expenditures, of which approximately one-third are spent on hospital services8,19 and only 2% are aimed at prevention8. With a more centralized governance than other health insurance systems15, the provision of services is a responsibility of the national government, which regulates it and negotiates with providers and insurers, with a small part of the operations delegated to the Regional Health Agencies (RHAs)9.
It stands out among the best health systems in the world regarding coverage, accessibility3, quality and effectiveness19. However, it is still faced with socioeconomic and geographic inequalities, both related to the risks for diseases and illnesses, as well as disparities in access to services15, in addition to the challenges related to prevention and continuing care actions19. It is considered a complex system with poor coordination between the different levels of care2. Moreover, as it is still a hospital-centered system, it is suffocated from the management and financial points of view, due to the high costs and complex operation20.
Service provision is carried out by public and private institutions, with hospital and long-term care services being mostly public, whereas outpatient services are mostly private9,15. The use of health services is based on the co-payment system, in which the proportion of social security coverage is higher for hospital care and lower for other services and products19. This co-payment reality and the search for better coverage for some types of specific services make 95% of the population contract supplementary health insurance8. This makes the direct expenditure for health services in France one of the lowest in Europe, but still corresponds to almost 50% of expenses on non-hospital services by those who do not have supplementary insurance19.
Primary and secondary outpatient care is mainly provided by self-employed professionals and, to a lesser extent, by salaried staff working in health centers and hospitals19. There is no organized service network at the primary care level, only the individual search for a general practitioner by the patient9. To favor the coordination of care for chronic conditions, social insurance has offered advantages in the percentage of coverage for people who see a general practitioner before consulting a specialist19.
The country has reduced the number of hospital beds in recent decades and has a number of doctors below the EU average8. As the distribution of these professionals is unequal throughout the country, the government has offered incentives to retain physicians in some regions with greater scarcity8. Additionally, efforts have been made to expand the scope of practice of other professionals, such as nurses and pharmacists8,19.
In addition to Social Health Insurance, the country has the French Public Health Agency (SpFrance), which defines national health strategies and guides the RHAs9,21. One of SpFrance roles is the attribution of coordinating epidemiological surveillance, in an articulation that involves physicians, RHAs and national health authorities5. It is considered an extremely time-consuming process that requires a considerable workforce5; additionally, many different information systems are used22,23.
Shortly before the pandemic onset, the health system was affected by months-long protests and strikes by hospital workers, demanding more resources2. Faced with particularly severe financial constraints resulting from activity-based funding, the hospital system has for some time sought to optimize scarce resources and concentrate its efforts on certain medical specialties, which led to many difficulties with the emergence of the pandemic24.
During this period, even with the decrease in the GDP, public spending on health increased, with additional investments to expand hospitals8, finance equipment and increase the workforce9. Social Security expanded the access and compensation of costs with the diagnosis and treatment of COVID-197,8,25. The government increased the contributions from supplementary health insurance companies to help the national insurance fund to finance the costs of the health crisis25.
Despite the adopted measures, the impact of pre-existing weaknesses in the health system, added to the epidemic severity, led to the worsening of health conditions, including the discontinuity of routine care, which has been related to some difficulties the country had in coping with the health crisis2,8,11,25.
The national response and the epidemic evolution in France
As soon as China disclosed the existence of the new virus, France started investigating suspected cases and established hospital institutions and reference laboratories5. The first cases were confirmed on January 24, 2020 and the preparation of the ‘Coping Plan’ started, based on the prepared plan for pandemic influenza6.
A notable characteristic in the health crisis management in France was the centralization of decision-making at the national level25,26, with emphasis on the role of the Executive Branch27. The coordination of the response fell to the Defence and National Security Council, whose natural president is the President of the Republic, in addition to the participation of the Prime Minister and other ministers appointed by them8.
The Coping Plan was not immediately implemented and it took the government some time to adopt the first preventive measures2. Even with the first outbreaks in some regions9, the adopted measures were not incisive ones3,4,6. This attitude has been mainly related to the need to maintain the scheduled elections4,6,12, but also to the fear that strict measures could intensify popular demonstrations that were already occurring before the pandemic28.
When the Coping Plan was implemented, on February 23, the disease was already rapidly spreading across the country, with restrictions being established for some activities and social isolation being implemented in some regions2,4,6, which did not prevent the increase in cases and resulted in signs of panic among the population6, whose reaction had not been triggered by the situation in other countries29. Nevertheless, it was only on March 16, after the municipal elections, that the government completely changed its conduct, by implementing the national lockdown and adopting the discourse of “war against COVID-19”2.
The pandemic evolution in the country, between February 2020 and June 2022, can be characterized by four periods of increase in the incidence rate of the disease, generically considered as “waves” (Figure 1).
Course of the COVID-19 epidemic in France, based on the analysis of the curve of confirmed cases and deaths, between January/2020 and June/2022.
The country’s response was adapted according to the pandemic dynamics30, with stricter measures at times when the government was pressured to do so, due to the increase in the number of cases2. From one perspective, legal support was sought for exceptional coercive measures4, with the approval of the State of Emergency Law31. From another perspective, committees of experts were appointed seeking to provide scientific support for the decisions8. A first commission of physicians and epidemiologists had the task of indicating general measures to prevent the spread of the disease2,12,28, whereas the second commission, which had members in common with the first and was chaired by a virologist (the recipient of a Nobel Prize in Medicine), was more focused on innovations in treatments, tests, screening and so forth12.
The appointment of these commissions has been, in part, criticized, since SpFrance already had government bodies with these attributions and accumulated experience12,27. The measures were monitored and supervised by the Parliament, with the participation of civil society, who monitored reports sent by the government7, and sought to respond to the population’s demands12. Between the two first waves, the mayors received authorization to adopt some necessary measures based on the local epidemiological situation, but this power was once again restricted in the course of the second wave2.
During the first national lockdown, between March and May 2020, there was great concern about the economic impact on the country2,9,32. To allow the lockdown suspension, efforts were made to expand testing capacity, with mobile facilities20,23 and the country’s reopening strategy was designed gradually, varying between regions according to the epidemiological situation33. This was accompanied by home monitoring of cases through an application22 and, later, the mandatory use of face masks12 was adopted.
However, with the reopening, the population’s adherence to preventive measures was reduced, which made the scientific commission recommend to the government, as of September 2020, the reduction of the quarantine time to seven days and the offer of incentives and compensation for adherence to the regulations aimed at COVID-19 prevention28. The government accepted a shorter quarantine but did not adopt the recommended incentives28. And, despite the increase in testing and greater agility in case detection23, screening and isolation measures were not effective during the summer and autumn of 2020, which, associated with low adherence to restrictive measures12, contributed to the second wave of the epidemic in the country, leading to a new nationwide lockdown in October 20202.
In this second wave, the resurgence of cases was not accompanied by the same levels of concern as in the first, probably due to the expansion of installed capacity for COVID-19 care9. The period that corresponds to this prolonged wave had moments of greater intensification and some specific mitigation measures, until the gradual reopening started in May 2021, when the country already faced the challenge of non-acceptance, by the population, of long-lasting restrictions30,34.35.
In the meantime, the vaccination plan was implemented in January 202121, with the initial objective of vaccinating the entire population within a period of six to nine months30. Therefore, the reopening that followed coincided with the rise in the vaccination coverage curve and, even in the face of controversy and resistance from part of the population, on June 9, 2021, the Passe Sanitaire36 was implemented, i.e., proof of vaccination that started being required for access to entertainment establishments and long-distance public transport21.
At the end of August 2021, almost 60% of the population had a full vaccination schedule8, therefore, lower than expected30. This delay in vaccination coverage, added to the prevalence of the Delta variant and the population mobility during summer, contributed to the third wave observed in the country37, a situation that became even more dramatic in this period due to the low adherence to protective measures, caused by the prolongation of the pandemic30.
The main strategy to fight the pandemic thus became vaccination and the maintenance of the health system’s strategies for the caring of COVID-19 cases, associated with preventive recommendations. Even with the emergence of the two other waves, resulting from the Delta and Omicron variants, France did not experience restrictive measures once again, as in the first and second waves.
Actions that comprise the response of the French health system
France based the implemented measures on experiences with previous epidemics, as well as on examples of successful measures in other countries to fight COVID-196. Chart 1 summarizes the main actions related to the health and surveillance system, in some dimensions, which were implemented during the pandemic.
Performance and main problems when facing the crisis
Some analyses point to the failure of risk communication by the French authorities, at first, impairing public awareness and better behavioral responses6,13,29. In Western Europe, the French people were those who trusted government measures the least, or even information from the scientific community7.
The country’s inadequate preparedness led to a shortage of basic supplies 6,12 and contributed to the spread of the epidemic, which required the government, within a seven-day period, to change its orientation from light restrictions to a complete lockdown, with intense monitoring and enforcement of fines9. Criticisms were diverse, both from the press that accused the government of putting the population at risk10, and from segments of society that warned about the compromising of individual rights caused by the adopted measures7.
There were also criticisms regarding centralization, lack of transparency related to the decision-making process and low cooperation between actors at central and local levels44, aimed to better equalize the availability of professionals and increase the installed capacity, according to the regional epidemiological situation2. However, there are those who consider that centralization contributed to the effectiveness of the measures9, or even that the establishment of the Emergency Law, with parliamentary supervision and spaces for monitoring by civil society, balanced the guarantee of individual freedoms and the effective disease control6. With the first national lockdown, mobility was reduced by up to 60%22 and that proved to be the right decision, according to a study of mathematical models, both in terms of reducing mortality and system overload32.
Even if for some authors the system model is not enough to explain the response to the pandemic31, in countries with national insurance, in which the health system does not have a central role in decision-making, differences in installed capacity, governance and operational dynamics influenced the quality of the response25. This can be observed in the French case.
The crisis revealed the health system weaknesses, indicating the need for structural reforms, both in governance and relations between central levels and local government bodies, as well as in the care model, organization of a care network, funding mechanisms, and ordering of the workforce2,8, in addition to the installed low hospital network capacity24, weakened by several decades of austerity policies10.
Having the hospital as the preferred place to provide health services may have favored the contamination of more people by the virus and generated more demands for the system12,20. Moreover, the lack of coordination of care by an outpatient network compromised actions at the beginning of the pandemic, and the role of general practitioners was clearly defined only after the end of the first national lockdown25.
The system went into collapse in the most affected regions6,12, and an excess mortality rate was high in the first wave of the pandemic11, with emphasis on the deaths among the elderly9, which may have been influenced by the low coverage of the Influenza vaccine, which had already been occurring for some years19, as well as the discontinuation of routine care8. The health system capacity remained insufficient, even with the low epidemic activity23 and, between March and November 2020, 75% of the patients died without having access to an ICU bed45.
The fragmentation of the systems and mechanisms for collecting sociodemographic information and the difficulty in monitoring 100% of the national mortality by SpFrance prevented a more accurate analysis of the profile of COVID-19 cases and deaths5,9 and local and regional needs24. Deaths that occurred at home were not monitored9 and analyses of the impact of socioeconomic, socio-professional and ethnic-racial factors on mortality could not be carried out10.
Low testing rates at the beginning of the pandemic underestimated the incidence rates of cases and deaths22, since the laboratory test was a necessary criterion for defining a case5. Since no mass screening was systematically performed on a national scale20, case and contact tracing was hindered due to underdiagnosis31, leading to an overestimated case fatality rate.
At the beginning of the pandemic, there were not enough basic supplies or personnel for testing6,12, in addition to the underutilization of public laboratories12. Moreover, the hospital-centered care model restricted testing to the most critically-ill patients at the beginning of the pandemic22. Additionally, the requirement of a medical request to guarantee reimbursement (which at the beginning of the pandemic was 60% of the charge paid for the test)2, discouraged patients with milder cases from taking the test23. Early attempts to increase testing capacity led to long queues and delays in delivering test results12.
As the course of the epidemic progressed, problems related to vaccination arose. With a history of the anti-vaccine movement, 25% of the French people, from the beginning, had already declared they would not be vaccinated7. There were public demonstrations against mass vaccination, with emphasis on the hesitation or reluctance of around 25% of health professionals, at the beginning of the vaccination campaign21. Additionally, there were moments of vaccine shortage, especially in March 2021, when the country had to suspend the use of the AstraZeneca vaccine due to adverse effects21.
Therefore, although the vaccination coverage showed an upward curve, the country did not make progress towards achieving the coverage target intended by the plan that was initially prepared, which may have contributed to the maintenance of the mortality rates due to COVID-19 above the expected, mainly due to the low vaccination of the elderly30.
Final considerations
The response of France to the COVID-19 pandemic demonstrates the successful aspect of the national coordination of the response and the pre-existing government mechanisms of social protection; however, it discloses weaknesses related to the political decision-making process and characteristics of the health and surveillance system. The adopted measures varied according to the epidemiological situation, the increase in self-sufficiency of supplies, system’s capacity, the development of knowledge about the disease, the discovery of vaccines and the difficulty in maintaining restrictive measures for a prolonged time.
Although the institutional devices aimed at facing health crises identified the first suspected cases early on and the fact that the country had had experience in facing previous epidemics, France did not take the opportunity to prepare itself in a timely manner and prevent the spread of the disease and the health system collapse in some regions during the first wave. The political field interests around the elections overcame the needs arising from the epidemiological situation.
The fragmented epidemiological surveillance system, disconnected from service provision and, with limited information collection, hindered the analysis of the health situation to guide timely actions. On the other hand, the health insurance system, with its reimbursement and co-payment mechanism, hospital-centered and without coordination of the outpatient network, also constituted important obstacles for the initial fight against the pandemic.
The national lockdown as a strategy for moments of higher incidence of cases, before the expansion of vaccination coverage, was a strategy that showed to be effective in controlling the pandemic; however, the increase in public funding for health actions was crucial, as well as changes in health insurance rules to expand coverage and improve the outpatient network. The importance of initiatives to improve surveillance actions is also highlighted.
This analysis has limits, as it is supported by a literature review and secondary sources which, for instance, led to greater detailing of measures taken in the first year of the pandemic. However, it allowed the systematization of elements of the French response to the COVID-19 pandemic, related to its health and surveillance system, which can be used as an example for other countries, both regarding its potential and what can be learned from the limitations in the structure and dynamics of the health system operation and the performed changes, in addition to the set of articulated government’s actions to meet the specific reality of the country.
Therefore, the French response offers a lesson on the advantages of national coordination, with stronger lockdowns and measures at peak times prior to the expansion of vaccines, but which, after the expanded vaccine coverage, added to the difficulties of maintaining the restrictions, became more flexible, trying to ensure adequate care for cases and prevent the severe forms of the disease. It associated compensatory measures to protect the economy, changes in the health system and tried to balance the restrictive measures with the wishes and resistance of the population. Nevertheless, the strong role of the government must be highlighted, both concerning the financial investment and as a regulator, with regard to the rules of public and private insurance, organization of the productive sector and collection of taxes to face the crisis.
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